Securities Litigation Consulting & Analysis

Securities Claims Management is committed to providing expert damage

 analyses, suitability assessments, consultation and litigation support services to individual investors  and attorneys who represent them in the complex and rapidly changing arbitration and mediation process of resolving

customer-broker disputes.  


As the stakes of securities arbitration keep getting higher, it has become

 increasingly important for Claimants to have the best analysis, case

management and understanding of the arbitration procedures in their corner.

  SCM has the years of experience in FINRA Dispute Resolution necessary to

 navigate a case from its initial consultation to a meaningful and rewarding

 recovery of lost money. 

Services for Attorneys

From pre-litigation analysis to expert testimony at hearings, SCM provides

attorneys and their clients a comprehensive resource for a successful resolution to their case.


With the stakes of securities arbitration getting higher, it has become increasingly important for Claimants and the attorneys who represent them to have the best analysis, case management and understanding of arbitration procedures in their corner.

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Services for Investors

Over the past several years, more and more investors have waded into the uncertain waters of FINRA arbitration to resolve disputes with their brokers/advisors.  Because of this, the need for experienced guidance is also on the rise.  SCM specializes in this unique area of dispute resolution.


SCM assists investors suspicious of the actions of their broker or financial advisor.

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